Sales Compliance Manager

  • Negotiable
  • Sydney, New South Wales, Australia
  • Permanent, Full time
  • Oceans Group
  • 08 Sep 16

Leading mortgage broker is seeking a Sales Compliance Manager to join the Risk and Compliance Team. Reporting into the Senior Compliance Manager you will be responsible for managing and leading a team that monitors compliance by the brokers. Working closely with both the sales and business teams you will be monitoring the quality of customer files to ensure the continuous improvements in relation to compliance.

About the role

Leading mortgage broker is seeking a Sales Compliance Manager to join the Risk and Compliance Team. Reporting into the Senior Compliance Manager you will be responsible for managing and leading a team that monitors compliance by the brokers. Working closely with both the sales and business teams you will be monitoring the quality of customer files to ensure the continuous improvements in relation to compliance.

This is a full time and permanent position based in Sydney.

Responsibilities include, but are not limited to:

  • Monitoring of the compliance surrounding responsible lending and sales processes
  • Reviewing broker files and ensuring they meet requirements
  • Maintain and support the Sales Compliance Framework and ensure that training is provided to the wider business
  • Respond to and lead ASIC enquiries
  • Prepare reports and data for management, risk committee and the board
  • Develop and maintain internal and external stakeholder relationships
  • Provide effective management and development of the Sales Compliance Team

Ideal Profile

  • Proven management experience
  • Working knowledge of the Australian consumer credit-related regulations and responsible lending obligations (NCCP)
  • Strong written and verbal communication skills
  • Excellent attention to detail and organisational skills

Please click apply and send your resume for the attention of Stephanie Short.