Analyst, Equities Compliance, Six Month Fixed Term Contract – Hong Kong

  • Competitive
  • Hong Kong
  • Permanent, Full time
  • Macquarie Group
  • 29 Sep 16

Analyst, Equities Compliance, Six Month Fixed Term Contract – Hong Kong

Risk Management Group is an independent, centralised unit responsible for ensuring all risk across Macquarie are appropriately assessed and managed. Its divisions include Credit, Prudential, Capital and Markets, Market Risk, Operational Risk, Compliance, Quantitative Applications and Internal Audit.

Find out more about Macquarie careers at www.macquarie.com/careers .

Macquarie Securities Group (MSG) encompasses Macquarie's institutional stockbroking, equity derivatives and equity finance activities. MSG utilises its skills in research and risk management to develop equity-based financial solutions and services for clients globally.

Within this role you will be responsible for compliance advisory in relation to sales, deal structuring and trading issues (including the management of agency and principal positions across different trading desks) across all major markets in Asia and liaison with key members of the business, including senior management, regulators and support services personnel on such issues.

Duties will include:

  • perform error trade reporting and other routine reporting to the HKEx and SFC
  • perform monitoring, testing and reviewing compliance controls in trading to ensure regulatory requirements and Macquarie compliance policies are being followed
  • perform and provide analytics on compliance data
  • preparing compliance reports, management reports and other ad hoc reports

To be successful you will have:
  • 3+ years experience in compliance / operational risk / audit preferably within an capital / financial markets environment
  • basic understanding of regulatory framework and trading rules in Hong Kong
  • prior experience in working in a fast-paced trading floor environment dealing with trading floor conflicts is preferred but not a must
  • strong time management and interpersonal skills

Macquarie understands the importance of diversity and inclusion - our long history of success has come from being different. At Macquarie we value the innovation and creativity that diversity of thought brings. The one thing we all have in common is our focus on high performance. If you're capable, motivated and can deliver, we want you on our team.

Advertised: 14 Sep 2016 China Standard Time
Applications close: