Assistant Manager, Compliance Review

  • Negotiable
  • Hong Kong
  • Permanent, Full time
  • Aston Carter International Hong Kong
  • 05 Sep 16

My client, a leading international bank, is looking for a junior Compliance professional to join its Compliance Review team. An ideal candidate would have solid experience in compliance review and checking. Candidates with a background in external audit firm are welcomed to apply for this opportunity.

Being part of the team, your main responsibilities include:

  • Carry out Compliance Review Programs in accordance with the Head Office and local regulatory requirements;
  • Perform compliance checking and provide recommendations on compliance issues;
  • Assist in the development & establishment of Compliance Review Programs in respect to the latest high risk local regulatory requirements;
  • Follow up the implementation of compliance related recommendations raised by Compliance, Internal and External auditors/regulators;
  • Prepare monthly Head Office Reports and provide administrative support to the team.

To qualify, you would have: 

  • University graduate or above in Accounting / Business / Finance or Law;
  • At least 3 years' experience in Compliance or Auditing in CPA firm or financial institutions;
  • Proficiency in written and spoken English & Chinese;
  • Good interpersonal skills and good team player;
  • Independent, analytical & responsible.

Interested candidates, please submit your updated CV to Monia Liu at for a confidential discussion.