Compliance Officer- UK Asset Manager

  • Flex
  • Hong Kong
  • Permanent, Full time
  • Aquis Search , EA Licence No: 16S8125
  • 08 Sep 16

A well established UK originated Asset Management firm with a long standing Asian presence is now looking to hire a Compliance professional between 4-6 years of experience.

Highlights of the firm:

- High stability, with over US$300B AUM 

- Over 32 years in Hong Kong- multiple offices with around 550 staff

Highlights of the team:

  • Experienced and knowledgeable Head of Compliance 
  • Stable and friendly team, mid size team so lots of job rotation and sharing 
  • Good work hours and team members who are willing to cover work when you're on holiday 
  • Senior members are keen to train new comers and track progress

Responsibilities:

  • Review marketing materials from a compliance stance
  • Daily advice for product launch and projects 
  • Risk based compliance monitoring
  • Market abuse monitoring
  • AML Project support 
  • Report preparation and presentation to group compliance 

Requirements:

  • Degree holder in Business, Finance, Law, Economics or related disciplines 
  • 3-5 years work experience in Big 4 focusing on Asset Managment OR Asset Management Compliance experience
  • English, Cantonese and Mandarin speaker