Compliance Regulatory Shareholding Reporting

  • Competitive
  • Hong Kong
  • Permanent, Full time
  • Credit Suisse Asia
  • 01 Oct 16

Compliance Regulatory Shareholding Reporting

Credit Suisse Company Overview Credit Suisse is a leading global wealth manager with strong investment banking and asset management capabilities. Founded in 1856, Credit Suisse has expanded to be a global force employing over 45,000 people in 50 countries. With new leadership, a new strategy and a streamlined global organization, we are set for growth. We partner across businesses, divisions and regions to create innovative solutions to meet the needs of our clients-and to help our employees grow. It is a high priority for us to continually invest in our employees by providing ongoing opportunities for training, networking and mobility. Join us and let's shape the future of Credit Suisse together.

We Offer...
The team member will assist in:

  • Monitoring shareholding positions of Credit Suisse Group entities ("Group")
  • Disclosing the Group's substantial shareholding interests through timely notification made to relevant Authorities/Issuers
  • Preparing and submitting the Group's reporting under the taleover deals
  • Carrying out and submitting Short Sell Positions Reports according to regulatory requirements
  • Providing advices and guidance to the Group on shareholding position limit related issues
  • Granting approvals on trading of stocks placed in the Group's restricted list due to position holding limits
  • Consultation with local compliance officers and/or legal counsel to ensure compliance with applicable laws and regulations
  • Keep track on changes of regulatory requirements on position holding limits and disclosure requirements from regulators
  • On-going maintenance and improvement of the internal systems
  • Carry out ad hoc projects in collaboration with IT and other teams in the Group


You Offer...
  • Compliance/ Legal/ Risk and/or Middle Office experience preferred
  • Ability to handle confidential information and matters with discretion
  • Ability to work on ad hoc issues and projects
  • Able to manage multiple and high priority tasks
  • Detailed oriented, with prompt follow-up
  • Ability to work independently and interact with all levels of management in a professional and positive manner
  • Effective interpersonal and presentation skills


EEO Statement
Credit Suisse is an equal opportunity employer. Welcoming diversity gives us a competitive advantage in the global marketplace and drives our success.