Global Compliance Senior Audit Manager

  • HKD800000 - HKD1200000 per annum
  • Hong Kong
  • Permanent, Full time
  • Astbury Marsden Asia
  • 25 Aug 16

Global Compliance Senior Audit Manager - Financial Crime / Sanctions / AML

Principal responsibilities
*Prepares individual audit plans to ensure that the scope, approach, resourcing and logistics of an audit are appropriately planned
*Obtains, analyses and syntheses information for reporting on the adequacy of the internal control environment
*Based on audit fieldwork, drafts audit findings which articulate key issues and risks and propose root causes
*Reviews and submits audit reports or conclusions for each audit conducted or supported
*Identifies business process improvements for segments audited as appropriate
*Ensure that the results of the work performed by the team meets the expectations of audit and business management and the regulators
*Maintain consistent interaction with business management
*Liaise with external auditors
*Successfully complete Anti-Money Laundering and Sanctions training and post-course assessment, as required

Qualifications
Requirements
*Past working experience in a relevant role, i.e. Audit and or Financial Crime Risk and or Regulatory Compliance Risk
*Role relevant qualifications, i.e. Accountancy or Audit or Financial Crime or Compliance qualifications are desirable but not essential
*A track record of gaining an understanding of customers' needs and delivering excellent customer service
*Consistently achieved objectives set for them and taken action to improve their own performance
*Both spoken and written communication skills with experience of adapting your style and approach to the audience and message to be delivered
*Contributed productively to team objectives, sometimes supporting and sometimes leading activities to achieve shared goals
*Planned projects and activities systematically in line with business priorities, using a variety of analysis and problem solving techniques
*Proven experience of successful project management, utilising relevant tools and techniques to ensure consistent delivery


If you are interested in the role do not apply to it, please send me an email stating why you would like to speak to me! kieran.mckenna@astburymarsden.com

If this area is not of interest to you but you are interested in Internal Audit Opportunities please get in touch as we have 9 other Audit opportunities covering different businesses and Functions.


Kieran McKenna (EA license Number: R1436061)
Astbury Marsden (EA Company license Number: 11C5854)