Head of Compliance Assurance

  • Competitive
  • Hong Kong
  • Permanent, Full time
  • Recruit Legal , EA Licence No: 11C4078
  • 25 May 16

Reporting to the Head of Legal and Compliance department, you will be in charge of a team to oversee compliance reviews and assessments.

Responsibilities:

  • Manage a team of professionals to plan, conduct, review and report results of compliance reviews and assessments
  • Ensure compliance reviews and assessments are conducted effectively
  • Offer advice and recommendation to management in the area of compliance standard enhancement
  • Assist the Head of Legal & Compliance in advising business on compliance assurance issues
  • Direct and ensure regulatory reviews and assessments are completed timely
  • Liaise with Head Office on internal control-related requests
  • Liaise with internal and external auditors and regulators

Requirements:

  • Degree holder in Accounting, Finance, or related discipline
  • At least 10 years’ of relevant experience in compliance/business operational review and/or IT audit experience in banking/financial institutions
  • Supervisory experience preferred
  • Good knowledge of AML, KYC and compliance review.
  • Familiar with banking operational processes and procedures, systems, products and services
  • Strong analytical and communication skills

 

To Apply:

Please send your CV (in word format) to cheryl.leong@recruit-legal.com.