Head of Hong Kong Compliance - Retail Banking

  • HKD150000 - HKD190000 per month + Attractive Bonus!
  • Hong Kong
  • Permanent, Full time
  • Morgan McKinley Hong Kong
  • 20 Sep 16

Our client is a reputable and well established financial institution that provides a wide variety of services to their clients globally.

Reporting into the Hong Kong Head of Compliance, the successful candidate will:

  • Oversee the Retail Compliance team to achieve team's objectives and ensure that the internal policies and procedures are aligned with the regulatory standards
  • Provide all round compliance advisory and support in all areas of compliance to Retail Banking business on compliance and regulatory requirements
  • Perform relevant compliance testing and review and identify any gaps
  • Advise on regulatory and compliance requirements for new rules or regulations, products or other initiatives
  • Establish suitable monitoring and control processes to oversee activities carried out by relevant business areas.
  • Coach and train the compliance team and provide relevant guidance
  • Manage direct dealings with regulator, external auditors and internal auditors
  • Provide training to the business on relevant compliance topics

The successful candidate will:

  • Have at least 10+ years of relevant compliance experience in a Retail Banking capacity
  • Have sound knowledge with the HKMA Regulations
  • Have prior management responsibilities is a must
  • Be familiar with corporate investment banking products
  • Be a self starter and can work under pressure
  • Proficiency in English and CANTONESE is a MUST

Attractive remuneration package is offered to the suitable incumbant.

Interested parties please send your updated CV to Venus Ip at vip@morganmckinley.com.hk or call Venus Ip for a private discussion.