Head of Legal and Compliance

  • Attractive
  • Hong Kong
  • Permanent, Full time
  • Bohan Group
  • 21 Sep 16

Top Tier Chinese corporate bank – Attractive Remuneration

Our client, a fast-growing Chinese corporate bank is looking for a Head of Legal and Compliance. 

 

Responsibilities

  • Manage a team of around 5-10, advise relevant business units on various compliance-related issues including regulatory, AML, general compliance, monitoring and surveillance, cross-border issues etc.
  • Ensure compliance reviews and assessments are conducted effectively 
  • Liaise with regulators and auditors and ensure that regulatory changes related to the Risk Assurance or Compliance Testing framework are adopted respectively
  • Liaise with Head Office on internal control-related requests 
  • Set up or refine monitoring and control processes for the business, document any compliance risks, reporting, analyzing and presenting management information related to compliance and regulations

 

Requirements

  • A university degree ideally with relevant professional qualifications in accounting, law or audit
  • Minimum 10 years’ relevant compliance experience gained from Corporate Banking
  • Good understanding on cross-border compliance issues and Hong Kong Banking regulatory requirements (HKMA, SFC etc.)
  • Working experience in Chinese banks is a plus
  • Candidates with less experience would be considered as Senior Manager

 

To apply:

  • Please email your resume to Lma@bohanco.com. Alternatively, contact us through email for a confidential discussion on market info and professional advice. Your interest will be treated in strict confidential.