Internal Audit Director

  • Competitive
  • Hong Kong
  • Permanent, Full time
  • Pacific Focus
  • 15 Sep 17

A regional Chinese Investment house is looking for an experience Internal Audit to join their growing Audit team.


  • Develop a comprehensive risk-based audit plan based on the result of the annual risk assessment process 
  • Perform testing and evaluation of internal control activities of the brokerage and trading activities 
  • Determine scope, objectives, procedures and test steps to assess the adequacy and effectiveness of internal control activities and compliance with various requirements
  • Execute and monitor the approved annual risk based audit plan 


  • 10+ years of work experience, preferably with Big Four and/or international investment bank or asset management audit experiences
  • Good understanding of local regulatory requirements and corporate finance, asset management and wealth management products
  • Professional license – CPA, CIA, or audit certification/qualifications
  • Language skills: English, Cantonese and Mandarin