Investigation Manager, Financial Crime Compliance - Financial Crime Compliance

  • Competitive
  • Hong Kong
  • Permanent, Full time
  • HSBC
  • 25 Sep 16

Investigation Manager, Financial Crime Compliance - Financial Crime Compliance

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Financial Crime Compliance aligns current activities within Global Risk and helps to build these into a more integrated framework to conduct Customer Due Diligence which enables HSBC to manage financial crime risk more effectively. It builds stronger controls to improve the way Financial Crime Compliance risks are managed in order to spot gaps as well as trends so that the team can take action. It proactively gathers and analyses financial intelligence in a smart way so that suspicious transactions, activities or connections can be identified and we can adequately protect our customers from the threat of financial crime.

We are currently seeking a high caliber professional to join our team as Investigation Manager, Financial Crime Compliance.

Principal responsibilities

  • Responsible for all types of Fraud and Financial Crime investigations within the Regional Financial Crime and Compliance Investigations
  • Conduct competent investigations into all types of Financial Crime, working alone and as part of a team, sharing knowledge and experience as appropriate
  • Investigate all relevant Financial Crime, which may originate from the Financial Investigation Unit, law enforcement, business, Human Resources, Anti Money Laundering Investigations or other relevant referrals
  • Assist the Senior Investigations Manager in identifying best practices and procedures to be followed at different stages
  • Assist the Senior Investigations Manager in providing guidance and solutions to the Business or involved areas, in timely and effective manner for each of the identified cases focusing on control weaknesses, responsible and decision making
  • Assist the Senior Investigations Manager in planning and executing the appropriate procedures for recording losses identified in the investigation
  • Assist the Senior Investigations Manager with recommendations for process improvement, control weaknesses as well as trends identified in investigations, those that have facilitated fraud crime
  • Maximize loss recovery and minimize risk exposure by taking prompt action where required
  • Provide advice and support on investigations of all types of fraud and financial crime to other countries within the region when required

  • Excellent man management, verbal communication and interpersonal skills
  • Excellent oral and written communications skills
  • Excellent interviewing and counselling techniques
  • Creativity and willingness to take the initiative
  • Good analytical skills
  • An enquiring mind with a good eye for detail
  • Willingness to travel
  • Fluency in one or more languages would be an advantage
  • Solid business knowledge on Employment law, Criminal law, Bribery Act and Anti Money Laundering regulations would be an advantage
The chosen candidate for this role will be required to undergo enhanced vetting. Subject to local laws, this will require the individual to satisfactorily pass a series of additional checks as part of the recruitment process and on an ongoing basis, if appointed to the role. HSBC Group reserves its position with regard to any steps which it may take in relation to any material adverse findings which arise either when the checks are originally completed, and/or if relevant, on an ongoing basis. For more information about the enhanced vetting for this role please contact the recruiter for this role.

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