Manager, Regulatory Compliance Advisory

  • Negotiable
  • Hong Kong
  • Permanent, Full time
  • Hays Banking & Financial Services Hong Kong
  • 20 Sep 16

Regulatory Compliance Advisory at Manager level at a leading global bank.

Regulatory Compliance Advisory, Manager (FICC team)

Your new role
Your main responsibilities will be to advise on regulatory side of their Global Market's Cooperate Sales business with the greater aim on making certain that their business is conducted with accordance to codes of practice and the relevant laws. In addition, you will provide advisory services for local compliance, regional FICC business and their relevant stakeholders on matters regarding regulatory risk, such as the Head of FICC for Research Compliance. You will assist the risk management of compliance and regulator risks related to the Sales and Distribution of Global Markets products and advise management on the impact of regulations to the business across APAC whilst also representing Compliance within internal Committees.


What you'll need to succeed
You will be a holder of bachelor's degree in law or business-related discipline with 6+ years of relevant experience within a Compliance Advisory role particularly within FICC, and/or Global linked-products,and their associated products within their Sales and Distribution segments. You will have prior experience in implementing Conduct Risk as well. Highly familiar with regulatory compliance and trading rules is a must too.

What you'll get in return
Market leading fringe-benefits, a Global platform role within Global investment banking compliance

What you need to do now
If you are interested in this role, click 'apply now' or for more information and a confidential discussion on this role or to find out about more opportunities in Regulatory Compliance/Client On-boarding contact Charlene Yeung on Charlene.yeung@hays.com.hk. For a confidential conversation, please call +852 2230 7920.