Portfolio Manager/ Responsible Officer

  • Negotiable
  • Hong Kong
  • Permanent, Full time
  • 27 Sep 16

To act as Responsible Officer holding the Type 9 license (with qualified for RO Type 1 or 4 is a plus) for the Asset Management company. To supervise SFC regulated activities and the day-to-day operations of the dealing room. To execute the marketing and business development strategy of the business as identified by Cayman Fund’s Investment Manager.


  • Assist in the application of the SFC license for the company
  • Identify business opportunities and customer needs
  • Comply with all applicable laws, codes, rules and regulations and standard of good market practices
  • Execute and advise on set investment strategies (event driven), assist in refining the model where necessary
  • Participate in the business development of fund investing in Hong Kong/Overseas equities and manage client asset allocation
  • Manage performance evaluation parameters and periodic reporting on overall investment performance
  • Participate in new fund product launch in the future and other ad hoc projects



  • Degree holder or higher in Law, Finance or Business related disciplines
  • MUST Qualified for RO Type 9
  • Qualified for RO Type 1 or 4 is a plus
  • Experience in managing event driven fund
  • Minimum 3 consecutive years demonstrable track record of profitability with returns exceeding 4-5% p.a.
  • Please provide information of AUM (Asset under management)
  • Solid understanding of regulations and guidelines in lines with the regulatory authorities
  • Good financial market knowledge and strong compliance sense
  • Detail oriented and strong communicational skills in Cantonese, English and Mandarin
  • Interested parties, please send resume stating your expected salary and date of availability to HR Department via email at hr@looksam.hk