Regulatory Compliance Manager Global Banking and Markets - Regulatory Compliance

  • Competitive
  • Hong Kong
  • Permanent, Full time
  • HSBC
  • 25 Sep 16

Regulatory Compliance Manager Global Banking and Markets - Regulatory Compliance

Some careers open more doors than others.
If you're looking for a career that will unlock new opportunities, join HSBC and experience the possibilities.

As part of Global Risk, Regulatory Compliance ensures adherence to applicable regulations and standards by setting the policies which cover HSBC's regulatory requirements, and mitigate conduct and reputational risk issues. The team strives to remain ahead of the regulatory change agenda and ensures the business understands the implications and is prepared for change. It monitors how the Global Businesses and Functions manage their responsibilities with regard to complying with the regulations and helps resolve compliance deficiencies.

We are currently seeking a high caliber professional to join our team as Regulatory Compliance Manager Global Banking and Markets.

Principal responsibilities

  • Help manage implementation of global cross product approaches for Regulatory Compliance initiatives
  • Support implementation of Global Banking and Markets business initiatives and policies
  • Working with the heads of the Regulatory Compliance department to help support the strategic approach for structure and governance
  • Drive consistent Best Practice globally for Regulatory Compliance activities
  • Represent Global Banking and Markets Regulatory Compliance on Regulatory Conduct Transformation Project and Target Operating Model implementation as required
  • Implementation of Global Regulatory Compliance initiatives for Global Banking and Markets regulatory Compliance
  • Be the regulatory Compliance Lead on major transformation initiatives
  • Develop a network of Compliance officers who will be responsible for supporting the implementation of Compliance initiatives

  • Previous experience in a sizable financial institution and or regulatory bodies.
  • Good understanding of Global Banking and Markets products.
  • Experience of managing small projects and involvement in major change initiatives
  • Able to support decisions with sound reasoning.
  • Able to clearly articulate business and regulatory implications of analysis and findings.
  • Familiar with Hong Kong legal and regulatory requirements on banking or securities.
  • Ambition to enhance compliance knowledge and skills in a rapidly changing and dynamic Markets environment.
  • Self motivated, enthusiastic and independent.
The chosen candidate for this role will be required to undergo enhanced vetting. Subject to local laws, this will require the individual to satisfactorily pass a series of additional checks as part of the recruitment process and on an ongoing basis, if appointed to the role. HSBC Group reserves its position with regard to any steps which it may take in relation to any material adverse findings which arise either when the checks are originally completed, and/or if relevant, on an ongoing basis. For more information about the enhanced vetting for this role please contact the recruiter for this role.

You'll achieve more when you join HSBC.

HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment. Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.