Research Compliance VP, Tier 1 Bank

  • HKD90000 - HKD115000 per month + Depending on the Experience
  • Hong Kong
  • Permanent, Full time
  • Huxley Banking & Financial Services
  • 26 Sep 16

One of the tier 1 banks is looking to here an experienced Research Compliance professional

One of the tier 1 banks is looking to here an experienced Research Compliance professional to lead the team covering Hong Kong and the region. This opportunity would allow the right candidate to utilise the existing resources to monitor and manage the research compliance activities as well as serving as the point of contact to the business advising on the regulatory changes and remediation actions. As part of this role you will report to the regional head and will have exposure to the top management of the bank influencing their decision making.

Requirements:

  • Prior research compliance experience, candidates with the control room experience will be considered if they have done research compliance in a past
  • Good knowledge of the global markets and IBD business
  • Excellent communication skills and management experience are desired

Please apply with you most updated CV

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