Senior Compliance Executive

  • €50,000 - €70,000
  • Dublin, Leinster, Ireland
  • Permanent, Full time
  • Brightwater
  • 20 Sep 16

Senior Compliance Job. Excellent Compliance Job for a candidate with 5 years’ plus experience working within the Funds Management or Asset Management arena. Joining a small team the successful applicant will work closely senior managers locally and internationally.

Senior Compliance Job. Excellent Compliance Job for a candidate with 5 years’ plus experience working within the Funds Management or Asset Management arena. Joining a small team the successful applicant will work closely senior managers locally and internationally.

 

Day to day duties include –

  • Working closely with Product Development and Sales team, providing compliance training on sales and marketing activities.
  • Manage regulatory reports for all European Funds
  • Conduct Compliance Monitoring
  • Manager MiFID II project
  • Working with various regulators and external auditors
  • Ad hoc Compliance project management

 

Requirements –

  • 5 years’ experience in Legal or Compliance team of an investment firm or asset manager
  • Third level business, finance or legal degree
  • LCOI designation or UK equivalent desirable.
  • Significant practical knowledge of MiFID, FCA’s COBS, AIFMD and UCITS Regulations and industry best practice.

 

For more information on this Compliance Job or other Compliance Jobs within Investment Management, Funds, Banking or Insurance please contact Eimear Walsh in Brightwater on 01 6621000