US Compliance Officer

  • Negotiable
  • Amsterdam, Noord-Holland, Netherlands
  • Permanent, Full time
  • Taylor Root
  • 31 Aug 16

An opportunity has arisen for a compliance officer with excellent US regulatory knowledge to join a leading proprietary trading firm in Amsterdam.

An opportunity has arisen for a compliance officer with excellent US regulatory knowledge to join a leading proprietary trading firm in Amsterdam.

This position reports into the Head of Compliance and will have oversight for the US trading operations, specifically the equity and options markets.

The main responsibilities are as follows:

  • Advising the trading team on US regulatory requirements in the US equity and options markets
  • Developing and executing a monitoring and surveillance programme
  • Devise and deliver US compliance training
  • Interacting with the relevant regulators and exchanges
  • Contribute to the development of suitable policies and procedures for US activities
  • Application of SEC, FINRA, CFTC and NFA regulations

To be successful in this position, you must possess at least 5 years' compliance experience with an excellent understanding of the US regulatory environment. You will be joining a dynamic, ambitious team and must be comfortable interacting with stakeholders of all levels.

This position will be permanently based in Amsterdam.

Please note our advertisements use PQE/salary levels purely as a guide. However we are happy to consider applications from all candidates who are able to demonstrate the skills necessary to fulfil the role.