Client Management: SUN Hub Due Diligence Officer (Alert Management)

  • Competitive
  • Singapore
  • Permanent, Full time
  • BNP Paribas (Asia)
  • 02 Sep 16

BNP Paribas offers you an exciting career opportunity in an international, challenging business environment characterized by high pace and diversity with focus on creating valuable relations with our customers. We offer a competitive salary and benefit package. We offer an excellent work environment where you’re valued as part of our team.

Position Purpose
•The intended position serves as support to Due Diligence Team for all first level of alert management.
•The SUN HUB Due Diligence Officer provides analysis on alerts received in SUN system and to determine the classification of the alerts. 

Key Responsibilities
•Alerts are generated by the SUN system, a global AML monitoring tool of BNPP, if there any hits on sanctions or Politically Exposed Persons.
•Candidate performs first level screening of alerts generated by the SUN system. 
•Following the requirements set out in the SUN SOP, he/she will determine if the potential hit is a real violation or false positive.  Real violations will require further investigations.
•For any alerts that require further investigations, he/she will have to forward it to the local onsite Due Diligence team for the investigation and clearance of such alerts as required by the SUN SOP.
•In doing the first level screening, he/she is to validate the alert details against the existing information in the KYC database.
•Update the status in SUN and insert comment as appropriate for alerts cleared at SUN Hub level.
•For alerts sent to local onsite teams for further investigations, he/she has to notify the respective Due Diligence Team to update information in the KYC database accordingly if the status has changed after validation.

Competencies (Technical / Behavioural)
•Possess KYC, AML, CFT knowledge with high sensitivity to legal, compliance and operational risks.
•Analytical skill: Ability to take a large volume of data and perform effective analysis.
•Investigation skill: Able to investigate and assess information thoroughly, finding linkages from different sources of information.
•Computer skill: Must have knowledge of basic computer software usage, especially Excel and PowerPoint.
•Team work: Must be able to work within and without the team to ensure that the areas of responsibility are managed to complete work required.

Specific Qualifications Required
•Bachelor Degree or equivalent
•Minimum 2-3 years of experience in Due Diligence or Compliance area related to KYC, AML, CFT.