Compliance Manager (Investment Management)

  • Competitive
  • Singapore
  • Permanent, Full time
  • Cobalt Recruitment , EA Licence No: 12C6031
  • 15 Sep 16

Our client is looking for an experienced compliance professional to join their compliance team to focus on Financial Crimes Compliance – essentially AML/CFT, sanctions compliance and anti-corruption matters – as well as Investment Management issues such as compliance on Insider Trading rules and regulations

Compliance Manager (Investment Management)

  • Global Financial Institution Brand-name
  • Advisory and operational role across all business lines
  • Regional and Global Coverage

 

The Company

Our Client is a global financial institution market-leader who’s recognised for their expertise and corporate governance practices and culture.

 

The Position

Our client is looking for an experienced compliance professional to join their compliance team to focus on Financial Crimes Compliance – essentially AML/CFT, sanctions compliance and anti-corruption matters – as well as Investment Management issues such as compliance on Insider Trading rules and regulations.

Some of the specific responsibilities include:

  • Advise stakeholders on a broad spectrum of compliance issues including policies in covering conflicts of interest, insider trading rules and regulations, information barriers i.e. ‘Chinese Walls’.
  • Implement policy revolving around Financial Crimes Compliance (AML/CFT, sanctions compliance and Anti-Corruption) matters, including conducting compliance training, developing appropriate processes and procedures, performing due diligence and risk assessment
  • Assist in formulating, reviewing and implementing compliance policies.


The Person

The ideal candidate would have at least 4- 8 years of relevant compliance experience in either within Financial Services preferably within the investment management space.

Experience with Financial Crime Compliance is essential for this position.

An ability to express yourself clearly with excellent communication skills is essential towards the success of this position.

Upside

This client is a top-tier name within the investment management space and will definitely burnish your resume. You’ll be also be exposed to global and regional regulatory developments in relation to financial crimes, insider trading and conflicts of interest which will help your specialisation in this highly-desired functional area of compliance.

 

Interested candidates may forward their CV in MS Word format to Prem John via pjohn@cobaltrecruitment.com

For regulatory purposes our registration and license numbers are R1107347 / 12C6031