Senior Compliance Officer – VP / Director

  • Base + Variable Bonus
  • Singapore
  • Permanent, Full time
  • Kerry Consulting Pte Ltd , EA Licence No: 16S8060
  • 15 Sep 16

• Global Bank • Regulatory Compliance • Private Banking & Investment Banking Coverage

This global bank has a very strong foothold in the region.  It is recruiting Senior Compliance Officer – VP / Director for Singapore. 

The role offers a unique opportunity to be part of a dynamic global business.  Reporting to Singapore Head of Compliance, you will maintain a strong and transparent communication channel with Singapore regulator demonstrating solid concepts of corporate governance and sound risk management practices. You will coordinate inputs for regulatory queries from businesses and shared services.  You will provide day to day regulatory or compliance advice on relevant laws and regulations for shared services such as Finance, Operations, IT and Risk.  You will monitor, assess, and advise on the implications of applicable new laws, rules and regulations, consultation papers and develop or update the relevant internal compliance policies as well as provide / coordinate training, where necessary.  You will participate in various internal projects with related parties to drive compliance with regulatory requirement and escalate material legal, regulatory, reputational and compliance risks and/or incidents to the Bank’s senior management

With relevant years of experience in the securities industry with hands on experience in various aspects of compliance and regulatory liaison.  Knowledge of the Singapore regulatory framework/ banking rules and regulations and familiarity with the financial services industry is essential.  Prior experience in interacting with MAS and other regulatory authorities will be preferred.

To apply, please submit your resume to Adnan Atan at aa@kerryconsulting.com, quoting the job title and reference number AA10953.  Due to high volume of responses, only shortlisted candidates are notified. 

Reg No: R1106841