Singapore Compliance Officer

  • Competitive
  • Singapore
  • Permanent, Full time
  • Credit Suisse Asia
  • 30 Sep 16

Singapore Compliance Officer

Credit Suisse Company Overview Credit Suisse is a leading global wealth manager with strong investment banking and asset management capabilities. Founded in 1856, Credit Suisse has expanded to be a global force employing over 45,000 people in 50 countries. With new leadership, a new strategy and a streamlined global organization, we are set for growth. We partner across businesses, divisions and regions to create innovative solutions to meet the needs of our clients-and to help our employees grow. It is a high priority for us to continually invest in our employees by providing ongoing opportunities for training, networking and mobility. Join us and let's shape the future of Credit Suisse together.

We Offer...

  • Provide advice either independently or with other team members on regulatory compliance issues
  • Work with equities (sales, salestraders, traders and shared services personnel) and IBCM (Bankers, counsel) on the day-to-day questions and issues that arise in the normal course of business
  • Work with equities and IBCM on new business initiatives, as well as ad-hoc / deal related queries including regulatory submissions / disclosures
  • Monitor the issuance of new or revised regulations in Singapore, providing regulatory updates to Business and coordinate feedback to consultation papers by the regulator from the relevant stakeholders for submission as necessary
  • Collaborate closely with the businesses to ensure compliance with the existing and new regulations, including advising on the implementation of the relevant processes and controls to mitigate compliance and regulatory risk
  • Develop, implement and conduct compliance training programs. Review existing programs for improvements and updates needed due to revisions in laws and regulations
  • Provide support for compliance-related risk assessment and control evaluations as requested
  • Provide support for the development of compliance policies and procedures, and monitor implementation
  • Develop and deliver annual and targeted training and collaborating with other legal and compliance teams on one-bank projects
  • Conduct conflict reviews relating to Singapore IBCM and GM businesses
  • Work closely with compliance colleagues across the region in managing the compliance risk associated with equities and IBCM businesses
  • Provide oversight for outsourced trade surveillance activities

You Offer...
  • Minimum 3 years of Compliance or Risk & Control functions experience in the banking industry or related work experience with a regulatory body
  • Pro-active, self-motivated, independent, assertive and confident personality
  • Team-player who likes to share knowledge and ready to learn from others
  • Strong communication skills, both verbal and written
  • Ability to collaborate effectively with stakeholders in the bank, including other risk and control functions, front office and other members of the Compliance team regionally and globally

EEO Statement
Credit Suisse is an equal opportunity employer. Welcoming diversity gives us a competitive advantage in the global marketplace and drives our success.