VP - Group Compliance, Global Markets

  • Competitive
  • Singapore
  • Permanent, Full time
  • United Overseas Bank
  • 25 Sep 16

VP - Group Compliance, Global Markets

Job Description

  • Carry out the surveillance review on all the approved communication channels of the Singapore dealing room to detect potential irregularities in the determination and submission of financial benchmarks as well as market/staff misconduct etc.
  • Provide guidance & oversight in respect of the performance of communication surveillance conducted by the local compliance officers in the overseas treasury centres.
Key Responsibilities
  • Screening electronic and voice communications and documenting work done.
  • Identifying and escalating potential instances of abuse, non-compliance, irregularity and liaising with business to ensure proper resolution of alerts
  • Preparing management reports
  • Reviewing communication surveillance reports/plans submitted by overseas compliance officers
Requirements
  • Prior experience in conducting communication surveillance.
  • Good degree in Accounting, Law, Business, Banking & Finance, Computing or equivalent.
  • At least 3-4 years in legal, compliance, audit, risk management or regulatory work in the financial services industry.
  • Ability to handle large volumes of data with excellent focus and high level of attention to detail.
  • Good writing and communication skills.
  • Team player and demonstrated ability to manage multiple tasks and work independently.
  • High personal standard of ethics, integrity and commitment to fulfilling the objectives of the position.