AVP - Operations Compliance & Transaction Reporting
AVP Operations Compliance Specialist required to advise on all matters related to Transaction Reporting
One of the top investment banks in London seeks an AVP level Compliance Officer to provide guidance and support to the business on Operational Compliance and Transaction Reporting. At any given time, the bank will be experiencing enormous trading volume and each transaction must be precisely reported to the regulator. This may seem simple but actually requires an extensive amount of work between Compliance, IT, Operations. Risk, Legal, Finance and the front office business division itself.
Working with the Director of Operations Compliance & Transaction Reporting, you will be required to establish credible relationships with the business, that not only support their regulatory needs but also defines their requirements and plans for future regulatory changes.
You will need to have a very strong commercial understanding of the Operations division of investment banks and a consultative approach to defining their requirements. You will also need to be able to dive in and deal with the intricacies of their transaction reporting requirements as well as taking a step back and looking at the whole of the business to understand how aggregated changes are having an impact.
* University degree
* 3 years+ experience in Compliance / Regulatory advisory with a strong understanding of Transaction Reporting
* A keen interest in progressing your Advisory Compliance career - this role is an excellent stepping stone for Senior Advisory roles within the future.
* The ability to work autonomously with limited support is essential as you will often be working with teams located on separate floors or buildings.
* Excellent communication skills with the ability to take extremely complex problems and explain them in a simplistic, easy to comprehend fashion.
You must have a strong interest in gaining firm-wide exposure and working closely with the senior stakeholders across the markets business.
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