BA Transaction Management

  • Market Rate
  • London, England, United Kingdom
  • Contract, Full time
  • Maze Executive Search & Selection
  • 21 Aug 17

BA transaction reporting reg SME ideally in MIFID or EMIR.

What does this role holder do? (or Accountabilities )

•Support the ongoing development and implementation of key elements the bank’s operational risk framework within NWM:

•Perform Risk Assessments to ensure that CIB risks and controls are assessed in relation to NWM Risk Appetite Statement

•Perform Control Assurances to ensure that NWM risks and controls are assessed in relation to NWM Risk Appetite Statement

•perform full scope analysis of Front to Back processes/ activities, supporting the definition of appropriate operational risk scenarios

•Raise awareness to appropriate risk culture and promote behaviour compliant with all relevant regulatory requirements and banking policies

 

Structure & Line Management responsibilities

What are the skills, knowledge and experience needed to do the role?

•Experience investment banking business and the associated risk and control activities front to back

•Desirable product knowledge relevant to an Investment Bank

•Desirable exposure to operational and regulatory risk experience within investment banking

•Excellent relationship management skills ideally in a Front Office environment

•Demonstrable ability to work collaboratively with varied stakeholders and staff.

•Track record of delivery and the ability to work to deadlines and adapt to changing priorities

•Proven ability to communicate effectively both verbally and written at all levels of the organisation

•Model behaviours in line with the Our Standards

•Strong analytical abilities and MS Office skills

 

 

Core Role Responsibilities & Project Description

 

What does this role holder do? (or Accountabilities ) • Support the ongoing development and implementation of key elements the bank’s operational risk framework within NWM: • Perform Risk Assessments to ensure that CIB risks and controls are assessed in relation to NWM Risk Appetite Statement • Perform Control Assurances to ensure that NWM risks and controls are assessed in relation to NWM Risk Appetite Statement • Perform full scope analysis of Front to Back processes/ activities, supporting the definition of appropriate operational risk scenarios • Raise awareness to appropriate risk culture and promote behaviour compliant with all relevant regulatory requirements and banking policies What are the skills, knowledge and experience needed to do the role? • Experience investment banking business and the associated risk and control activities front to back • Desirable product knowledge relevant to an Investment Bank • Desirable exposure to operational and regulatory risk experience within investment banking • Excellent relationship management skills ideally in a Front Office environment • Demonstrable ability to work collaboratively with varied stakeholders and staff. • Track record of delivery and the ability to work to deadlines and adapt to changing priorities • Proven ability to communicate effectively both verbally and written at all levels of the organisation • Model behaviours in line with the Our Standards • Strong analytical abilities and MS Office skills