COMPLIANCE ADVISOR, SALES AND TRADING

Leading Financial Services firm is looking for an experienced compliance professional to join the London based team to aid the compliance function on an interim basis.

COMPLIANCE ADVISOR, SALES AND TRADING


Leading Financial Services firm is looking for an experienced compliance professional to join the London based team to aid the compliance function on an interim basis.


Your new company

An established, market leading Financial Services firm who are actively growing and attracting some of the best talent in the market. Recent interest in expanding the already thriving and prominent Compliance function of their ever growing brand.

Your new role

You will be advising the front office (Fixed Income & Equities) on day to day sales trading queries including cash equities, bonds, loans and CDS. You will liaise and assist with matters relating to regulatory and exchange bodies, i.e. FCA. You will provide strategic vision, advise on new initiatives and take lead on regulatory change and it's impact to the business.

What you'll need to succeed

Very strong product knowledge in Equities & Fixed Income, with heavy recent involvement and experience with them. A strong track record of compliance and management experience. Good communication skills coupled with proven compliance advisory success.

What you'll get in return

This role allows you to join a team full of some of the most experienced compliance officers in the market, with unrivalled progression opportunities to develop yourself both personally and professionally.


What you need to do now

If this role is of interest please apply to this role or alternatively email your CV

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