Compliance Advisory Manager

Highly regarded bespoke wealth manager seeks Compliance Manager in this newly formed Advisory team.

The Firm:

This well established and highly regarded Wealth Manager looks after the assets for nearly 100,000 clients and prides itself on its company culture and bespoke service to its clients.

The Role:
A brand new opportunity has arisen to take up the role of Compliance Advisory Manager to assist in the development of this new team, working alongside its Head. The role's coverage will allow you to embed yourself in various aspects, including advising the firm on regulatory requirements and Company Compliance Policies, delivering Compliance training programmes, approving financial promotions and supporting other Compliance teams, such as Monitoring & Testing and Financial Crime. This new role will see you establishing relationships with a breadth of people in numerous business areas, placing you as a central source of advice for Compliance matters.

Candidate qualifications required:

  • Educated at degree level or equivalent
  • Minimum of 10 years' experience within Private Banking or UK Regulatory Wealth Management

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