Local Knowledge Global Resources Specialist Consultants

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Compliance Manager

Location: London, England, United Kingdom

Salary: £50-£60k

Compliance Manager

My Client is a regulatory body that assess companies appropriateness within the retail banking space. They require someone to come on board with a broad retail compliance experience to conduct reviews and provide regulatory oversight for its registered companies.

London based but work from home flexibility


The role comprises two functions.


  • Visit firms and maintain relationships providing oversight on activity.
  • Report writing.
  • Assess procedures and policies and plan remediation work.
  • Carry out investigations into breaches identifying areas of weakness and providing reports on any issues.


  • Provide technical input relating to small retail banking regulatory developments.
  • Client facing.
  • Advise and be the "face" of the company at outside events.
  • Provide proactive feedback to the business for regulatory development.


  • "small" retail, credit/loans/current account regulatory business knowledge.
  • risk management/compliance audit experience.
  • communication and presentation skill.
  • Detailed analysis across monitoring activities.
  • Strong interpersonal skills