Compliance Monitoring Officer

  • GBP0.00 per annum
  • London, England, United Kingdom
  • Contract, Full time
  • Morgan McKinley
  • 23 Sep 16

My client, a prestigious asset manager is looking to recruit a Compliance Monitoring Officer on an initial 6 month contract. You will be responsible for carrying out day to day compliance monitoring and central compliance duties

My client, a prestigious asset manager is looking to recruit a Compliance Monitoring Officer on an initial 6 month contract. You will be responsible for carrying out day to day compliance monitoring and central compliance duties

Responsibilities include:

  • Daily review of trades to ensure compliance with the best Execution Policy
  • PA Dealing, OBI's and G&E requests
  • Ensure the business in compliant with FCA and on other applicable jurisdictions rules
  • General Compliance duties

Experience

  • Compliance experience within Asset Management
  • Knowledge of FCA rules and regulations
  • IT skills and knowledge of relevant software
  • Strong interpersonal and time management skills

This is a great opportunity to join a well respected firm. For more information please contact Daniel Packer, Senior Consultant at Morgan McKinley at dpacker@morganmckinley.com

Morgan McKinley is acting as an Employment Business in relation to this vacancy.