Compliance Officer

  • Negotiable
  • London, England, United Kingdom
  • Permanent, Full time
  • Taylor Root
  • 29 Jul 16

An opportunity has arisen for a compliance professional with consumer credit knowledge to join a growing FinTech firm in London, taking full ownership of the compliance and risk function.

An opportunity has arisen for a compliance professional with consumer credit knowledge to join a growing FinTech firm in London, taking full ownership of the compliance and risk function.

You will be joining an aggressively growing, collaborative, entrepreneurial team which is constantly challenging the status quo. This would be a great opportunity for a generalist compliance officer/ legal professional with excellent CONC knowledge to take a lead position and develop a rigid compliance and risk framework.

Key responsibilities include:

  • Developing the existing risk platform
  • Providing compliance training to all business functions
  • Reporting to the board, advising the firm on regulatory obligations
  • Liaising with the regulator and external counsel
  • Conducting reviews and managing all internal audit
  • Monitoring regulatory developments and updating policies and procedures as required

To be successful in this position you must be comfortable working across multiple functions in a start-up environment. This is an urgent hire and interviews can be facilitated immediately.

Please note our advertisements use PQE/salary levels purely as a guide. However we are happy to consider applications from all candidates who are able to demonstrate the skills necessary to fulfil the role.