Compliance Officer

  • GBP70000 - GBP100000 per annum
  • London, England, United Kingdom
  • Permanent, Full time
  • Maldon Partners
  • 23 Sep 16

Maldon Partners are currently helping a Global Multi-Strategy Fund recruit a Compliance Officer to work directly with the Head of Compliance. Salary is c£70,000-£100,000 depending on experience and the role requires a candidate with c4years+ generalist compliance experience gained within a buy-side firm.

The Company:

Maldon Partners are currently helping a Growing Global Multi-Strategy Fund recruit a Compliance Officer to work directly with the Head of Compliance.

The Role:

The Compliance Officer will be responsible for ensuring the London office meets all its UK and EU Regulatory requirements.

Responsibilities will include but not be limited to:

  • updating and implementing the Compliance Monitoring Plan
  • Thematic reviews and Regulatory Projects
  • Monitoring and implementing regulatory developments such as MAR and MIFID 11)
  • Providing advice to the wider business
  • PAD Requests, Gift approvals and Financial Promotion sign off
  • Updating policies and procedures

Experience Required:

In order to apply for the role, you will have a minimum of 4yrs Generalist Compliance experience gained within a Hedge Fund or Investment /Asset Management Company, and will have knowledge of UK Regulation.

Your experience will include trade monitoring, PA Dealing requests and implementing regulations. You must also have a good understanding of multi asset classes.

Salary:

The compliance Officer role is based in the West End of London and has a salary of c£70,000 - £100,000 depending on experience.