Compliance Officer - structured products advisory

  • GBP600 - GBP700 per day
  • London, England, United Kingdom
  • Contract, Full time
  • Morgan McKinley
  • 23 Sep 16

My client a leading European investment bank is currently seeking to appoint a compliance officer with trade floor compliance advisory experience relating to fixed income and equity related structured products or with a mixed experience of structured products.

My client a leading European investment bank is currently seeking to appoint a compliance officer with trade floor compliance advisory experience relating to fixed income and equity related structured products or with a mixed experience of structured products.

The incumbent will support the business in the provision of timely and accurate advice relating to structured products. This also includes active participation in investigations into incidents arising within the business lines that the team focus on

Experience required

  • Must possess trade floor-based compliance or equivalent experience relating to FIC business line activities
  • Very strong understanding of fixed income or equity-related structured products or of fixed income or equity derivatives
  • Strong working knowledge of UK FCA regulatory and exchange rules relevant to structured products
  • Experience of EU directives relating to financial services

To apply for this and other front line compliance advisory roles please contact reggleston@morganmckinley.co.uk

Morgan McKinley is acting as an Employment Business in relation to this vacancy.