Conflicts Controls Manager - Compliance

  • £425 per day
  • London, England, United Kingdom
  • Contract, Full time
  • Badenoch & Clark
  • 21 Sep 16

A contract opportunity has arisen at one of the UK’s leading asset managers for someone with strong conflicts and controls experience.

A contract opportunity has arisen at one of the UK’s leading asset managers for someone with strong conflicts and controls experience.
This role will provide you with a challenging and collaborative environment from day one and provide a great platform to progress your future career.
You will be  required to;
• Validate conflict and control information
• Conduct conflict control assessments with conflict owners
• Match controls from the control library to the individual conflict control assessments
• Produce MI to compare the effectiveness of conflicts’ controls
• Maintain documentation of the business’s disclosure methodology and procedures
In order to be successful in your application, you will need to demonstrate;
• Strong knowledge of MiFID II’s conflicts requirements
• Understanding of the FCA’s conflict of interest rules
• Experience of performing a similar role in another asset management firm

This is a 6 month contract paying up to £425 per day.
If this role is of interest, do not hesitate to apply.