EMEA Corporate Client Solutions Controller

  • Market Rate
  • London, England, United Kingdom
  • Permanent, Full time
  • UBS
  • 19 Sep 16

Are you an expert in controlling risks for investment banking, capital markets and trading businesses? Do you know how to work within and across teams to identify risk and challenge the adequacy of risk mitigation frameworks and solutions? We’re looking for someone like that to:

You role:

- Provide an independent and objective assessment of operational risk arising in the Corporate Client Solutions (CCS) business
- Assess the integrity of the CCS business processes to identify operational risk and the adequacy of their operational risk management techniques
- Ensure all high and critical operational risks are escalated
- Provide an independent review on both internal and external events
- Review the CCS control self-assessment against key controls and measurement processes
- Assess new business initiatives
- Represent the team at committees or forums, interacting with CCS senior management

Your team 
You’ll be working in the EMEA Investment Bank Compliance & Operational Risk Control (CORC) team, which is in the Operational Risk Control function based in London. Our role is in second line of defence, responsible for the oversight of the implementation of the operational risk control framework in the Investment Bank.

Your experience and skills 

You Have:
- strong analytical skills, with the ability to plan and execute work to demanding timescales
- knowledge of internal control design across capital markets and / or traded product front-to-back processes, and risk management principles
- knowledge in the functioning of capital markets, investment banking activities and trading products
- strong relationship building, communication and analytical skills and have demonstrated an ability to work effectively with and influence people

You are:
- able to analyse and understand processes and controls at a high level
- a good communicator, both orally and in writing (and know how to handle challenging situations)
- team-orientated, but able to complete tasks independently
- able to develop practical solutions in driving the business to enhance their operational risk management techniques