Global Financial Crime Technical Testing Manager

  • Competitive
  • London, England, United Kingdom
  • Permanent, Full time
  • HSBC Bank plc
  • 20 Sep 16

The successful applicant will be part of a Global Anti-Money Laundering Monitoring and Testing team that manages the identification and provision of testing data for multiple compliance testing reviews, with strong emphasis on technology and systems workflows to assure the integrity of the data being tested while fostering a “team” approach to compliance testing.

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Financial Crime Compliance aligns current activities within Global Risk and helps to build these into a more integrated framework to conduct Customer Due Diligence which enables HSBC to manage financial crime risk more effectively. It builds stronger controls to improve the way Financial Crime Compliance risks are managed in order to spot gaps as well as trends so that the team can take action. It proactively gathers and analyses financial intelligence in a smart way so that suspicious transactions, activities or connections can be identified and we can adequately protect our customers from the threat of financial crime.

We are currently seeking an ambitious individual to join our Financial Crime Compliance team, working together with colleagues to define, manage and achieve divisional business targets.

The successful applicant will be part of a Global Anti-Money Laundering Monitoring and Testing team that manages the identification and provision of testing data for multiple compliance testing reviews, with strong emphasis on technology and systems workflows to assure the integrity of the data being tested while fostering a “team” approach to compliance testing.

Responsibilities will include, but will not be limited to:
• Maintains current knowledge of business processes and operations and compliance requirements, and pertinent internal regulatory policy and procedural changes.
• Leads the team in the review of business controls and operational risks related to technology systems, and reports on data integrity weaknesses.
• Guides business and Compliance Management in determining the effectiveness of their compliance control environment. 
• Provides line of sight for Compliance Management into regulatory issues as it pertains to input and output of information used in conducting day-to-day business operations.
• Oversees the reviews of the results of testing activities (scoping; population identification; sample sizes, and selections; testing conclusions and application to the total population).
• Leads efforts to research FRB, OCC, and other agency rules in preparation for the provision of samples needed for compliance reviews, which include proof of query and reasonableness reviews to ensure testing is robust and effective.

To be successful in the role, it is likely that you will meet the following requirements:
• Excellent SQL and data analysis skills
• Good working knowledge of FCC requirements and risk-based monitoring techniques would be highly beneficial
• Strong planning and prioritisation skills
• Enthusiastic, pro-active, self-starter
• Excellent verbal and written communication skills.

 

For further details and application information please apply online

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