Head of Compliance - Europe (Exclusive Mandate)

  • Highly Competitive
  • London, England, United Kingdom
  • Permanent, Full time
  • LMA
  • 18 Sep 17

I'm exclusively recruiting for this new position at a leading US asset manager

This position will act as CF10/11 providing oversight for the UK and Europe 

Key Responsibilities will include inter alia 

* Establish enhance and enforce compliance policies and procedures, and testing procedures 

*Monitor compliance initatives and regulatory developments 

*Anti-financial crime activities and development of the AML programme across Europe 

*Liaise with the FCA 

*Prepare the firm for MiFiD2 and other initaitves  

 

Experience 

*Candidates will require previous experience of the CF10/11 designation  

*Excellent knowledge of MiFID2 

*Broad knowledge of UK and European regulations covering asset managment and fund distribution 

*AIFM experience highly beneficial

Please forward your details to Fergus Hooley