Junior Legal/Compliance Officer in London

London, England, United Kingdom

Our client, an English Asset Manager, is seeking for permanent role a young and dynamic person as Junior Legal/Compliance Officer with Swiss Banking knowledge for its headquarter in London.

Responsibilities:

  • Monitoring regulatory requirements applicable to the Sales channels and Fund distribution
  • Providing advice and guidance with respect of the requirements and on-going changes
  • Intensive exchange with internal and external stakeholders as Front, Legal Department, law firms, etc.
  • Supporting Compliance team members with the daily business



Requirements:

  • 3-5 years’ experience as Compliance Officer within Banking Industry preferably within an Asset Manager or close link to Fund Products (AML and sanctions area also welcome)
  • For work permit reason Swiss or EU Citizenship mandatory
  • Knowledge of Swiss market and Fund distribution in Switzerland is a plus
  • Very good communication skills with a high level of attention to details


Languages:

German mother tongue mandatory, English on a proficient work level needed, French or Spanish additionally would be a plus