Prime Brokerage and Equities Compliance Advisory

An exciting opportunity to join the Prime Brokerage and Equity division within a leading Investment Bank.

Your New Company


An established, market leading bank who are actively growing and attracting some of the best talent in the market. With extensive growth happening across EMEA and a work-life balance unmatched in the market, this dynamic and progressive banking group offers career progression, internal mobility and varied work across the function.

Your New Role

You will be based on the trading floor, supporting the prime brokerage and equities front office business, reporting directly to the Head of Markets. This role will require you to provide regulatory advice and management of the services and products that the bank offers within Prime Brokerage and Equities within the EMEA region, with a view on leading the team.

What You'll Need to Succeed

Successful candidates will have previous experience in prime brokerage and equity advisory within an investment bank, where you have gained expert knowledge for both prime services such as financing and securities lending as well as equities e.g. cash equity sales and derivatives. In order to be successful you will possess excellent communication skills, impeccable organisational skills and have the ability to build relationships with investment banking staff irrespective of their seniority. You must also have a proven track record of working across multiple business lines and display an ability to motivate team members to achieve a common goal.

What You Will Get in Return

This role allows you to join a team full of some of the most experienced compliance officers in the market, taking vast amounts of control and with unrivalled career progression opportunities you can expect to develop yourself within an industry leading Compliance team. This bank also boasts a great culture enabling you to find a good work-life balance whilst earning a competitive salary and benefits that you'd expect from a leading bank.

What You Need to do Now

If this role is of interest please send apply to this role or alternatively email or call 02034650110. We are seeing a number of roles being released from leading global banks, so please give the Investment Banking Compliance team a call to discuss further. Furthermore, with the recent news surrounding the UK and Europe feel free to call in order to discuss the market.

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