Local Knowledge Global Resources Specialist Consultants

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Private Banking Compliance Snr Manager

Location: London, England, United Kingdom

Salary: £80,000 - £100,000

My Client is a Private Bank of a larger universal bank based in London.

£80,000 - £100,000

They are looking to hire a senior Compliance Officer into their Private Banking team.

Provide an advisory service in relation to Private Bank compliance issues.

  • Customer Due Diligence   
  • Group Code of Conduct.  
  • FCA’s TCF Principles.
  • Specific training as required.
  • Financial Promotions 
  • New products
  • Mis-selling.
  • Work with the legal department on Country Engagement Rules.

The bank has an interesting risk portfolio that requires someone with experience who really understands what is required. If you are looking for the next step and have 5-10 years experience in PBWM compliance please get in touch to learn more about the role.

Contact me directly ne@barclaysimpson.com