Regulatory Compliance Manager

  • Negotiable
  • London, England, United Kingdom
  • Permanent, Full time
  • Randstad Financial & Professional
  • 20 Sep 16

Our client, a leading provider of services and software for the global financial services industry. The organisation has an international presence with offices in Europe, Asia and North America and provides solutions for operational excellence.

Our client, a leading provider of services and software for the global financial services industry. The organisation has an international presence with offices in Europe, Asia and North America and provides solutions for operational excellence.

The role of Regulatory Compliance Manager will be responsible for the following;
-Act as the outsourcing teams regulation expert (EMIR, MIFID and other middle office regulations) for all post execution trade regulations.
-Work with various areas of the business and clients so that the impact of regulations are understood and offer advice and solutions to ensure they are met.
-Advising and providing solutions to meet with regulatory changes on existing regulations.
-Provide expertise with regards to regulatory matters and reporting requirements.
-Work with clients to ensure issues relating to regulatory services and addressed in a timely manner.

The role of Regulatory Compliance Manager requires somebody who is an experienced regulatory expert on EMIR, MIFID and other middle office regulations such as IOSCO and SFTR. You will have experience of working in a middle office role, with exposure to the lifecycle management of traded products and OTC Derivatives and dealing with various operations units. The role requires you to have experience of working in a similar role with exposure to regulation of trading and post execution processing / reporting requirements. You must be able to demonstrate the ability of liaising and working with clients and account managing. It would be beneficial for you to have experience of OTC derivative collateral management experience.

Randstad Financial & Professional encourage applications from individuals of all ages & backgrounds. Appointment will be made on merit alone but candidates must be able to demonstrate their ability to work in the UK. Randstad Financial & Professional acts as an employment agency for permanent recruitment & an employment business for temporary recruitment as defined by the Conduct of Employment Agencies & Employment Business Regulations 2003