Risk and Controls Analyst (FLoD) – Asset Management

  • £40,000 - £50,000
  • London, England, United Kingdom
  • Permanent, Full time
  • Saxton Leigh
  • 26 Sep 16

Our client is a highly respected Asset Manager who have a strong focus on Equity funds. They are seeking an Operational Risk candidate to join their First Line of Defence risk and control function.

THE COMPANY:

  • Our client is a highly respected Asset Manager who have a strong focus on Equity funds. They are seeking an Operational Risk candidate to join their First Line of Defence risk and control function.

 

RESPONSIBILITES:

  • Monitoring of investment teams adherence to front office processes and identification and improvement of processes in place.
  • Assist in the investment process review
  • Support governance functions and regulators in reviews/audits
  • Support the investment teams in understanding regulatory and internal requirements
  • Maintenance of front office procedures and policies
  • Substantive/External research collection and data management

EXPERIENCE REQUIRED:

  • Prior experience of Risk/Internal Controls Management is essential
  • Relevant professional qualifications are highly desirable.

RA 14086