HEAD OF CONTROL ROOM & SURVEILLANCE
Manchester based job opportunity to lead a growing team as the new Head of Control Room and Surveillance
Your New Company
One of the largest banking groups in the UK have gone through a large restructuring and are now in the position to drive profits upwards due to their leaner business model. They offer a great amount of exposure across the business and are big promoters of self-development and career progression.
Your New Role
This is a broad role which will require you to lead a large team of compliance specialists, supervising the information barriers, identifying potential conflicts of interest, personal account dealing, and gifts and entertainment within the control room. The job will also require you to overlook surveillance, monitoring voice and electronic communications ensuring that the Market Abuse barriers are identified and managed appropriately. You will keep up-to-date with global regulatory developments relevant to Conflict of Interest and Surveillance, recommending adjustment to policy, procedures and technology accordingly.
What You'll Need to Succeed
Successful candidates will have previous leadership experience, highlighting transferable skills that they will bring to the job. Candidates will also have previous compliance/securities background experience, ideally within the control room function. Candidates will also possess good knowledge on information barrier regulations and industry standards relevant to the Global Control Room function. You will have shown that you can work under pressure, keeping to tight deadlines as well as showing strong communication skills particularly when discussing issues at a senior level particularly when discussing regulatory policy and strategy. Finally, successful candidates will be able to build and maintain good relationships within compliance as well as the business.
What You Will Get in Return
This bank has an experienced senior team and therefore there is a great opportunity to learn and develop yourself. The bank's dedication to building a successful and sustainable future means there is a chance to grow within the company and take your career to the next level. Furthermore, the role will allow you to have great exposure across the business as you lead a growing team within a broad role across the control room and surveillance function.
What You Need to do Now
If this role is of interest please apply to this role or alternatively email or call 02034650110. We are seeing a number of roles being released from leading global banks, so please give the Investment Banking Compliance team a call to discuss further. Furthermore, with the recent news surrounding the UK and Europe feel free to call in order to discuss the market.