Local Knowledge Global Resources Specialist Consultants

  • London
  • New York
  • Dubai
  • Hong Kong
  • Singapore

Compliance Manager

Location: Nottingham, England, United Kingdom

Salary: £60,000

Compliance Manager

  • Experience in; Conduct Risk; SYSC; Approved Persons Regime; Consumer Credit; Debt Management; Debt Collection; Anti Money Laundering; and Data Protection regulations.
  • Sole responsibility for ensuring the financial advisory arm of the business can fully meet FCA requirements through delivery of an extensive regulatory change project
  • Reviewed, updated and re-launched the T&C Scheme, including assessment and retraining of financial advisers to competent status. Providing training and support to Approved Persons
  • Increased the regulatory knowledge and skills of staff