Local Knowledge Global Resources Specialist Consultants
- New York
- Hong Kong
Location: Nottingham, England, United Kingdom
- Experience in; Conduct Risk; SYSC; Approved Persons Regime; Consumer Credit; Debt Management; Debt Collection; Anti Money Laundering; and Data Protection regulations.
- Sole responsibility for ensuring the financial advisory arm of the business can fully meet FCA requirements through delivery of an extensive regulatory change project
- Reviewed, updated and re-launched the T&C Scheme, including assessment and retraining of financial advisers to competent status. Providing training and support to Approved Persons
- Increased the regulatory knowledge and skills of staff