AML Testing & Monitoring/Controls/Sanctions

  • Commensurate
  • New York, NY, USA
  • Permanent, Full time
  • GQR Global Markets
  • 30 Aug 16

GQR are currently recruiting for a VP AML Testing and Monitoring candidate for a highly reputable international investment bank based in New York City. With an increase of enhancement across the AML space, this strategic role has been created for the prime candidate with strong business acumen and passion for the AML Testing and Monitoring role with extensive knowledge and experience in this space with the additional ability to lead a successful team.

Summary

GQR are currently recruiting for a VP AML Testing and Monitoring candidate for a highly reputable international investment bank based in New York City. With an increase of enhancement across the AML space, this strategic role has been created for the prime candidate with strong business acumen and passion for the AML Testing and Monitoring role with extensive knowledge and experience in this space with the additional ability to lead a successful team. 

Job Description

Responsibilities

Reporting to the Head of Testing & Monitoring/Central Compliance.

- Planning validation testing approaches, including drafting test procedures, test steps and scoping documents;

- Testing the design, implementation and operating effectiveness of AML controls across all business lines, across various functions, including Governance, Transaction Monitoring, Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD); ect

- Drafting reports and meeting with Senior Management of Internal Audit to discuss report findings.

Essential Skills

  • Play a key role in the Audit SLT and contribute to the wider group audit strategy
  • Develop and implement the local audit plan in line with group audit methodology and US regulations
  • Provide expertise in / execute multiple audit engagements
  • Work closely with US regulatory authorities and keep up to date with changes in requirements
  • Manage and develop a high performing team

Structural Coupling: The study of human nature and our basic predisposition to be assimilators to our surrounding environments. Now apply this to your profession and practice. The study recognized that you can take a person of extraordinary talent and put them in a mediocre environment. The result is that they too will become mediocre. Have you ever witnessed this? Now take someone of moderate talent and introduce them to a highly successful environment, they too will become highly successful. Lets see if a conversation is in order.

Apply now by sending an up to date CV to Amit Bhushan at Amitabh.Bhushan@gqrgm.com or call Amit Bhushan at 202-618-9215.