Legal and Compliance Risk Manager

  • Competitive
  • New York, NY, USA
  • Permanent, Full time
  • Analytic Recruiting Inc.
  • 14 Sep 16

A major NY bank is looking for an experienced Legal and Compliance risk manager to oversee the banks compliance risk management infrastructure and internal controls.

A major NY bank is looking for an experienced Legal and Compliance risk manager to oversee the banks compliance risk management infrastructure and internal controls.

Responsibilities:

  • Oversee compliance risk management
  • Monitor compliance with legal oversight and regulatory bodies
  • Perform quality assessment and effectiveness of the banks compliance controls and risk management
  • Be the subject matter expert on compliance risk associated across all business lines and products
  • Represent the bank to the regulators on compliance risk examinations, reports and projects
  • Mentor teams of compliance risk analysts
  • Ability to lead compliance risk projects

Requirements:

  • 5-10 years of Compliance Risk Management experience with a major commercial bank, regulator, or risk consulting practice
  • Deep knowledge of current commercial bank regulations and laws
  • Demonstrated experience assessing a bank’s risk oversight infrastructure and ability to comply with regulatory rules and laws.
  • Experience reviewing the banks transaction surveillance systems, management controls and reporting infrastructure

Keywords: Compliance Risk, Risk Manager, Regulatory reporting, Risk Examinations

 

Refer to Job#22321 - and email MS Word attached resume to Jim Geiger, jeg@analyticrecruiting.com