Compliance Officer

  • Competitive
  • Sydney, New South Wales, Australia Sydney New South Wales AU
  • Permanent, Full time
  • Susquehanna Pacific Pty Ltd
  • 18 Aug 18 2018-08-18

Compliance Officer

Overview

Susquehanna is a proprietary trading & market making equity derivatives firm. We are licensed by security market regulators in Australia and Hong Kong. We are participants of exchanges throughout the Asia Pacific region.

Role Summary

Sydney based position (trading floor location).

Compliance analyst for Australian & Hong Kong entities.

Part of a team of 4 compliance staff in Sydney and Hong Kong.

Responsible for daily compliance supervision tasks for SIG Asia Pacific compliance.

Expected to perform various tasks below following on the job training

Compliance Training Provided:

Knowledge of Asia, EU & US regulatory regimes, security market regulators and exchanges

Conduct AML and KYC checks on counter-parties

Internal company compliance policies

What we're looking for

Tertiary qualified & IT literate.

Professional or industry qualifications preferred.

Excellent writing & communication skills.

1-2 years compliance experience, and exposure to IT (compliance related if possible. Preferred, but not essential).

Equity & derivative market experience/exposure preferred (but not essential).

Personal Skills

Deal with senior/executive trading staff.

Strong interest in financial markets and interested in gaining industry specific training.

Motivated & self-confident with an interest in financial markets.

Expected to work autonomously and as a member of inter-departmental teams.