Markets Compliance Analyst

Our client is a leading derivatives trading firm seeking a Markets Compliance Analyst to join their Sydney team.

Our client is a leading derivatives trading firm, with offices around the world, seeking a Markets Compliance Analyst to join their Sydney team.

The role will be a trading floor location role, acting as the Compliance Analyst for the APAC entities. You will be part of a team of four staff across Sydney and Hong Kong, and responsible for the daily compliance supervision tasks for Asia Pacific. Further responsibilities include:

  • Monitor and review all trading by entities on a real-time and post trade basis.
  • Provide training & guidance on financial markets & products, trading strategies etc.
  • Ensure compliance with anti-money laundering (AML) procedures & provide AML training.
  • Liaise with regulators & exchanges
  • Ensure compliance with statutory reporting requirements
  • Development of compliance test applications for trading system applications and algorithms to test their operation and behaviour during various market scenarios
  • Contribution to design, development and documentation of risk management project for Asian entities.

The ideal candidate will have the following attributes:

  • Knowledge of Asia, EU & US regulatory developments and compliance issues.
  • Tertiary qualified & IT literate.
  • Excellent writing & communication skills.
  • 1-2 years compliance experience, and exposure to IT (compliance related if possible. Preferred, but not essential).
  • Equity & derivative market experience/exposure preferred (but not essential).
  • Ability to provide presentations and training for up to 30 staff.
  • Resolve issues real time or same day
  • Not be intimidated/confused by explanations.

This is a fantastic opportunity to work for a great team! The salary will be $80k - $100k + super

Sydney – Singapore – Melbourne – Hong Kong

Sydney, New South Wales, Australia Sydney New South Wales AU