Compliance Officer - Compliance - Beijing - 20180613001

  • Competitive
  • Beijing, Beijing Shi, China Beijing Beijing Shi CN
  • Permanent, Full time
  • Societe Generale
  • 22 Jun 18 2018-06-22

Compliance Officer - Compliance - Beijing - 20180613001


Environment

SG CIB is the Corporate and Investment Banking arm of the Société Générale Group. Present in over 50 countries across Europe, the Americas and Asia. SG CIB provides corporate, financial institutions, investors and public sector clients with value-added integrated financial solutions.

Job Summary / Job Purpose

  • HQ general compliance function handling regulatory applications, routine reports, compliance review, client complaints, etc. - please refer to the main responsibilities below


Mission



Main Responsibilities / Accountabilities / Tasks


  • Regulatory applications, filing and correspondence, including senior management person filing
  • Routine reports
  • Follow ups on the rectification status of all regulatory comments / recommendation
  • Compliance reviews, including wealth management product selling process and a/c closure, etc
  • Wealth management product filing
  • Audit report filing
  • Client complaints handling
  • Ad hoc regulatory survey and inquiries
  • Regulator on-site inspection support
  • Daily communication with CBRC BJ for the tasks in charge
  • Compliance training support and monitoring
  • Compliance meeting support
  • Other Compliance related works assigned


Profile




Academic Background

  • Bachelor degree or above in Business, Finance or Law

Working Experience / Technical Skills & Know how
  • At least 5 years work experiences in foreign bank, and at least 3 years in compliance

Skills & Competencies

  • Familiar with local CBRC / SAFE / PBOC rules & regulations and relevant compliance policies
  • Sound knowledge of banking products / services
  • Independent, self-motivated and detail-focused; able to work under pressure
Language Skills


  • Good command of verbal and written English and excellent communication skills
Computer Skill

  • Literate in MS applications, Word, Excel, Powerpoint, etc