Compliance Officer

  • Competitive
  • Shanghai, Shanghai Shi, China Shanghai Shanghai Shi CN
  • Permanent, Full time
  • Morgan McKinley Shanghai
  • 21 Aug 18 2018-08-21

Compliance Officer

Our client is a leading bank corportion looking for Compliance Officer to support their expand business in Shanghai.


  • Responsible for the sustained attention and implement the latest developments of the laws and regulations in a timely manner of Compliance & AML on providing compliance recommendations to senior management local and regional.
  • To summarize, organize and conclude the regulatory documents and establish and maintain the regulatory database;
  • Developing and implementing a risk-based compliance management plans, and compliance guidelines;
  • Preparation of the compliance and AML training materials and implementation of adequate and representative compliance and AML risk assessment and testing;
  • Responsible for various reporting, consulting, application to regulators; responsible for the coordination of the various regulatory on-site inspection; participate in regulatory meetings and training; lead / implement self-examination required by regulators, and communicate with regulators in a timely manner;

  • High sense of responsibility, integrity and quality, logical thinking, strong analysis and judgment capability, and excellent communication skill.
  • Strong knowledge in prevailing regulatory requirements, including CBRC, PBOC and SAFE laws and regulation.
  • Minimum 5 years of relevant experience in compliance and AML function
  • Good oral and written English.