Global Markets Compliance VP

  • Competitive
  • Shanghai, Shanghai Shi, China Shanghai Shanghai Shi CN
  • Permanent, Full time
  • Morgan McKinley Shanghai
  • 20 Aug 18 2018-08-20

Global Markets Compliance VP

Our client a leading bank corporation is looking for global markets compliance to support their expanding business in Shanghai.

我们正在为一家领先的外资银行寻找一名全球市场合规,要求有8年以上银行合规经验,了解全球市场产品,熟悉中国监管法规,

Responsibilities:

  • Your role is to provide compliance advice and guidance to Global Markets business in China to ensure all the related local and Group compliance requirement are adhered to, in particular in areas of various market making qualifications, custodian license, cross border RMB business etc.
  • As the expert, you should advice to various Markets related compliance issues, including trading, balance sheet management, sales etc, and the associated conduct risks.
  • It is critial to provide compliance training to staff on Markets businesse as well as ensure the country Markets regulatory compliance requirement is included and maintained.
  • Apart of that, you need to conduct compliance risk review and assessment on new products, initiatives, systems and other projects in Markets business.

Requirements:
  • At least 8 years experience in related Compliance area
  • Degree in a law, finance and other relevant fields is very desirable
  • Sound knowledge of China banking regulations and other related industry rules
  • Sound knowledge of Markets products, services, policies & procedures
  • Good communication and interpersonal skills