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  • jobs
  • Compliance/Legal

Browse Compliance/Legal Jobs

Apply now for Compliance/Legal Jobs. 1,071 positions are currently open at eFinancialCareers.

Job title

  • Analyst (107)
  • Associate (92)
  • Compliance Officer (74)
  • Compliance Manager (53)
  • Consultant (49)
  • Legal Counsel (49)
  • Vice President (43)
  • Risk Manager (16)
  • Business Analyst (15)
  • Senior Manager (15)
See all Job Titles

Company

  • Moody's (79)
  • Goldman Sachs International (30)
  • Standard Chartered Bank Singapore (20)
  • JCW Search (18)
  • Citibank NA (15)
  • Credit Suisse - (14)
  • Societe Generale (14)
  • Morgan Stanley (13)
  • Bank Of America / Merrill Lynch (13)
  • Deutsche Bank APAC (12)
See all Companies

Sub-sectors

  • Compliance Regulatory (694)
  • In-house Legal (217)

Location

  • United Kingdom (234)
  • London (207)
  • Edinburgh (6)
  • Birmingham (4)
  • Peterborough (3)
  • Manchester (2)
  • Leeds (2)
  • Glasgow (2)
  • Belfast (2)
  • Windsor (1)
  • Nottingham (1)
  • Maidstone (1)
  • Chester (1)
  • Bristol (1)
  • Saint Helier (1)
  1. PSDII Consultant

    • GBP500.00 - GBP700.00 per day
    • London, England, United Kingdom
    • Contract, Full time
    • JCW Search
    • Updated on:  24 Apr 18 2018-04-24
  2. KYC Team Leader

    • Up to GBP300 per day
    • Leeds, England, United Kingdom
    • Contract, Full time
    • JCW Search
    • Updated on:  24 Apr 18 2018-04-24
  3. Senior Compliance Officer

    • Up to £85,000
    • London, England, United Kingdom
    • Permanent, Full time
    • LMA
    • Posted on:  24 Apr 18 2018-04-24
  4. Compliance Monitoring Officer

    • £45,000 - £60,000
    • London, England, United Kingdom
    • Permanent, Full time
    • LMA
    • Posted on:  24 Apr 18 2018-04-24
  5. Senior Compliance Manager - Alternatives

    • £Highly Competitive
    • London, England, United Kingdom
    • Permanent, Full time
    • LMA
    • Posted on:  24 Apr 18 2018-04-24
  6. Regulatory Compliance Consultancy : Work From Home

    • Negotiable
    • London, England, United Kingdom
    • Permanent, Part time
    • LMA
    • Posted on:  24 Apr 18 2018-04-24
  7. Recruitment Brand and Marketing Specialist

    • Competitive
    • London, England, United Kingdom
    • Permanent, Full time
    • Moody's
    • Updated on:  24 Apr 18 2018-04-24
  8. HR Onboarding Associate

    • Competitive
    • London, England, United Kingdom
    • Permanent, Full time
    • Moody's
    • Updated on:  24 Apr 18 2018-04-24
  9. Financial Data Associate - Global Middle Office, Fundamental EMEA Team

    • Competitive
    • London, England, United Kingdom
    • Permanent, Full time
    • Moody's
    • Updated on:  24 Apr 18 2018-04-24
  10. Financial Data Associate - Global Middle Office

    • Competitive
    • London, England, United Kingdom
    • Permanent, Full time
    • Moody's
    • Updated on:  24 Apr 18 2018-04-24
  11. EMEA Head of Compensation and Benefits

    • Competitive
    • London, England, United Kingdom
    • Permanent, Full time
    • Moody's
    • Updated on:  24 Apr 18 2018-04-24
  12. Associate Operations Analyst

    • Competitive
    • London, England, United Kingdom
    • Permanent, Full time
    • Moody's
    • Updated on:  24 Apr 18 2018-04-24
  13. Compliance Officer - Regulatory Change # 110084

    • Competitive
    • London, England, United Kingdom
    • Permanent, Full time
    • Credit Suisse -
    • Updated on:  23 Apr 18 2018-04-23
  14. Vice President - Compliance Officer

    • Competitive
    • London, England, United Kingdom
    • Permanent, Full time
    • Moody's
    • Updated on:  24 Apr 18 2018-04-24
  15. Assistant General Counsel

    • Competitive
    • London, England, United Kingdom
    • Permanent, Full time
    • Bank of America Merrill Lynch
    • Updated on:  23 Apr 18 2018-04-23
  16. ABC / Fraud Advisor

    • Negotiable
    • London, England, United Kingdom
    • Permanent, Full time
    • Michael Page Financial Services
    • Posted on:  23 Apr 18 2018-04-23
  17. Operational Due Diligence Specialist

    • Negotiable
    • London, England, United Kingdom
    • Permanent, Full time
    • Michael Page Financial Services
    • Posted on:  23 Apr 18 2018-04-23
  18. Senior Compliance Officer - Major Trading Venue

    • GBP130000.00 - GBP150000.00 per annum + bonus
    • London, England, United Kingdom
    • Permanent, Full time
    • Hays Financial Markets
    • Posted on:  23 Apr 18 2018-04-23
  19. Compliance Advisory SME (Buy side/Sell side)

    • £80,000 - £105,000
    • London, England, United Kingdom
    • Permanent, Full time
    • Alexander Ash Consulting
    • Updated on:  23 Apr 18 2018-04-23
  20. Financial Promotions Compliance Consultant

    • GBP500 - GBP525 per day
    • London, England, United Kingdom
    • Contract, Full time
    • Advantage Resourcing
    • Posted on:  23 Apr 18 2018-04-23
  21. Director, Compliance

    • £90 - £105k basic
    • London, England, United Kingdom
    • Permanent, Full time
    • c james
    • Posted on:  23 Apr 18 2018-04-23
  22. Compliance Manager

    • £50- 60k basic
    • London, England, United Kingdom
    • Permanent, Full time
    • c james
    • Posted on:  23 Apr 18 2018-04-23
  23. Associate, Compliance, Jersey

    • Negotiable
    • Saint Helier, Channel Islands, United Kingdom
    • Permanent, Full time
    • Standard Chartered Bank
    • Updated on:  23 Apr 18 2018-04-23
  24. Company Secretarial Assistant

    • Negotiable
    • London, England, United Kingdom
    • Permanent, Full time
    • Standard Chartered Bank
    • Updated on:  23 Apr 18 2018-04-23
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Compliance/Legal: currently 1071 jobs.The latest job was posted on 24 Apr 18.

Jobs in Compliance / Legal

In the wake of the global financial crisis, a job in the compliance team within financial institutions has never been more important.

The response to the crisis is that financial services regulation has been, and continues to be strengthened, so the need for senior compliance professionals, high quality compliance officers and compliance managers in banks, insurance companies, asset management firms, hedge funds, stockbrokers, financial advisers, consultancy firms and at the regulatory bodies themselves has never been greater.

You can search for hundreds of compliance jobs in London and across the UK for various positions - entry level, middle management and leadership, and across organizations.

Wherever you want to work in compliance, within a financial services organization, for the FSA itself or would like a job within the legal arm of a financial institution eFinancialCareers has opportunities at all levels.

Compliance specialisms within Financial Services
In compliance generally it is essential to keep fully up to date with the latest developments in regulation, legislation and best practice that affect each area of the business.

So whether you are searching for compliance jobs in London, or elsewhere, you will require awareness and the ability to communicate the rules as they exist and potentially be able to anticipate how the regulations will develop. Communication skills and attention to detail are key, and essential for anyone wishing to establish a successful career in compliance.

Sales and Trading Compliance - Within Sales and Trading compliance professionals often specialise in one asset class such as bonds, equities or derivatives. This makes it easier to keep abreast of the latest developments in law and regulation and ensure that all the bank's salespeople and traders are operating within the most current requirements.

Control Room Compliance - Control Room Compliance jobs can require a more holistic view of the bank’s operating procedures, spanning the different asset classes. Such roles seek to ensure Chinese Walls are upheld, and that the bank's restricted lists and watch lists are maintained and complied with.

Monitoring and Surveillance - More and more focus is being placed on the importance of monitoring and surveillance in the banking industry where inappropriate activity is identified through the analysis of trading activity. This could include the identification of insider dealing or market abuse.

Anti-Money Laundering – In a similar way to monitoring and surveillance, AML (Anti-Money Laundering) roles take responsibility for identifying transactions which could be undertaken so that the proceeds of illegal activities are given the appearance of being legitimate.

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